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Mandatory Annual ROC Compliances Every Pvt Ltd Company Must Follow

Stay legal and avoid heavy fines with our guide to AOC-4, MGT-7, and Auditor appointment for Pvt Ltd companies.

7 min practical read
Annual Compliances guidance for founders
Written for clear decision-making
Overview

Everything covered in this article

This article is structured to help you understand the topic clearly, follow the logic easily, and get practical takeaways without wading through clutter.

We write these articles for founders, operators, and business teams who need straightforward guidance on compliance, taxation, registration, and business filings in India.

Instead of overly technical explanations, the goal is to break the subject into readable sections so you can understand what matters, what to watch out for, and what action to take next.

If you are researching before making a filing or planning your next business step, this page is designed to feel calm, organized, and easy to read from start to finish.

The ROC Compliance Calendar

Managing a Private Limited Company in India isn’t just about making sales; it’s about maintaining your legal standing with the ROC (Registrar of Companies). Missing these deadlines results in massive daily penalties and even director disqualification.

1. Filing AOC-4 (Financial Statements)

Every company must file its audited balance sheet and profit & loss statement using Form AOC-4 within 30 days of its Annual General Meeting (AGM).

2. Filing MGT-7 (Annual Return)

Form MGT-7 contains all the operational details of the company, such as shareholding changes and details of your registered office. This is also filed annually within 60 days of the AGM.

3. ADT-1: Auditor Appointment

Within 15 days of your first board meeting or AGM, you must formally notify the ROC about the appointment of your statutory auditor.

4. Maintaining Minutes of Meetings

Companies are legally required to hold at least 4 board meetings every year (one per quarter) and maintain official minutes as evidence.

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